JPMorgan Chase CIB - Fund Services Operations - Compliance Analyst- Boston in Boston, Massachusetts

J.P. Morgan's Corporate & Investment Bank (CIB) is a global leader across banking, markets and investor services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $18 trillion of assets under custody and $393 billion in deposits, the Corporate & Investment Bank provides strategic advice, raises capital, manages risk, performs fund services for institutional clients and extends liquidity in markets around the world.

Department Overview

The Compliance Reporting Services (CRS) department within WSS is responsible for completing post-trade compliance reporting and analysis of all client and adviser holdings and transactions to ensure compliance with the respective client's guidelines or prospectus/statements of additional information. The CRS team also liaises directly with both clients and advisers, assisting with day-to-day compliance results review and interpretation.

Job Responsibilities

  1. Primarily responsible for overseeing and direct management of a group of at least 5-10 individuals, providing guidance, work allocation, review/distribution of compliance reporting, and performance reviews. Also key contributor to team structure and strategic initiatives.

  2. Lead project management efforts and large scale client relationships; ability to manage large and complex Pension and/or Advisor client requests thoughtfully and independently.

  3. Also responsible for oversight and strategic planning for the department's post-trade investment guideline reporting process and report distribution. Familiarity with trade order management systems (i.e., Charles River or related system) and the compliance functionality within such systems is ideal.

  4. Provide compliance-related guidance and regulatory expertise to large clients, by review and interpretation client mandates; present product capabilities and regulatory impacts to clients and prospective clients.

  5. Partner with internal functional groups and clients in implementation and oversight of product enhancements and technology improvements.

Qualifications

An ideal candidate should possess the following key attributes, demonstrated by relevant experience:

  1. Bachelor's Degree in Finance, Accounting, or related field or equal experience

  2. 7+ years of related industry experience, either in Trade Compliance Monitoring, Investment

Operations, or Client Service

  1. Client Service/Client Management skills, for large and complex Pension Plans and/or

Investment Advisors, preferred

  1. Solid understanding of Fixed Income and Equity markets

  2. Strong knowledge of the Investment Company Act of 1940, Investment Advisers Act of

1940, and/or Dodd-Frank and other Derivatives regulations, along with an overall

understanding of regulations relating to pension plans, adviser and/or mutual funds

  1. Current or previous management of staff, at various levels

  2. Must have effective verbal and written communication skills; ability to communicate with

all levels inside and outside an organization.

Other Ideal Qualifications:

  1. At least 3 years of compliance testing experience with the Investment Company Act of

1940 and/or Investment Advisers Act of 1940

  1. Experience with Charles River or equivalent portfolio management compliance system

  2. Experience advising management and clients of issues and recommending corrective

actions

  1. Strong financial instrument knowledge, including Derivatives

JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.