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Robert Half Legal Assistant in Lexington, Massachusetts

Description

Reporting to the firm’s Counsel/Chief Compliance Officer, the Compliance Analyst will support Company’s investment adviser compliance program and have a variety of responsibilities. The Compliance Analyst will have day to day responsibility for the preparation and filing of various regulatory, board and other reports and for the monitoring of certain guidelines, policies and corporate mandates. The Compliance Analyst will have other diverse assignments, assisting in a variety of aspects of an investment advisory compliance program for a SEC-registered investment adviser, including a firms Code of Ethics. The Compliance Analyst will assist in marketing review, and overall with the design, day-to-day implementation, testing, and execution of a compliance program which adheres to Rule 206(4)-7 of the Investment Advisors Act of 1940. The Compliance Analyst will manage or assist in other legal and/or compliance initiatives as needed.

Requirements

  • Four year college degree with a solid academic background

  • 2+ years’ experience in investment management or compliance preferred

  • Excellent verbal and written communication skills

  • Excellent analytical, quantitative and problem solving skills

  • Must be detail oriented and organized, able to handle multiple, competing projects

  • Team player, but able to work independently and with colleagues at all levels

  • Paralegal certification/experience is a plus

  • Strong Microsoft Word and Excel skills; Powerpoint experience would be a plus

  • Ability to learn new systems as trained

Become part of this dynamic, growing firm and take the next step in your legal career. We want to hear from any candidates out there who are eager to work in a strong team-oriented environment.

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Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.

Robert Half puts you in the best position to succeed by advocating on your behalf and promoting you to employers. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity – even on the go. Download the Robert Half app and get 1-tap apply, instant notifications for AI-matched jobs, and more.

Questions? Call your local office at 1.888.490.5592. All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals. Visit https://roberthalf.gobenefits.net/ for more information.

© 2021 Robert Half. Robert Half is not a law firm and does not provide legal representation. Robert Half project lawyers do not constitute a law firm among themselves. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking “Apply Now,” you’re agreeing to Robert Half’s Terms of Use (https://www.roberthalf.com/terms-of-use) .

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